Regulatory reporting and analytics for EMIR, MiFID II, SFTR, CFTC, SEC, MAS, ASIC, JFSA, HKMA, Best Execution and more. Cappitech from S&P Global Market Intelligence is a leading provider of regulatory reporting, best execution analysis and business intelligence solutions for the financial services industry. Our cross-jurisdiction compliance platform, fully automates the reporting process and provides a comprehensive view on a single, intuitive dashboard for reporting regimes such as EMIR, MiFID, SFTR, FinfraG, CFTC, SEC, Canadian reporting, ASIC JFSA, HKMA and MAS. Offering next-generation analytics, we are revolutionising the way financial services firms meet their compliance obligations by offering actionable insights …

Type: Startup Activities: regtech fintech Technologies: Data Analytics

Fenergo develops leading SaaS financial technology solutions to improve client lifecycle management (CLM) and support regulatory compliance. We connect the world’s financial institutions with their customers to transform the overall experience and relationship. We help firms feel safe by continuously monitoring risks and ensuring regulatory compliance. By enabling operational efficiency and digital transformation, we drive value creation to solve the problems of today and anticipate those of tomorrow. Our technology enables financial institutions to transform the end-to client onboarding and lifecycle experience; continuously monitor risks and ensure regulatory compliance (across KYC, AML, ESG, Tax, SFTR, and Data Privacy frameworks); and …

223 similar entities Type: Startup Activities: fintech Technologies: Data Analytics

Enabling firms to meet their most complex regulatory requirements through technology and expert-led advisory services. We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services. Regulation, Risk, ESG, Transaction Reporting, RegTech, Consulting, Authorisation, Compliance, FinTech, EMIR, ASIC, FCA, MiFID II, DORA, Operational Resilience, SFDR, ICARA, Data, and enact

106 similar entities Type: SMB Activities: fintech regtech Technologies: Data Analytics

Compliance made simple FinTech Compliance was established after the need for specialist FCA Compliance expertise in Technology based, Innovative, and Alternative Finance businesses became apparent. FinTech Compliance is the first Financial Services Compliance consultancy which specialises in these areas. Whilst we have the expertise to service all types of financial services firms - our focus is on the future of financial services. FinTech, Compliance, Regulation, Investment, Consumer Credit, Insurance, Peer-to-peer, FCA Applications, Payment Services, Electronic Money, Risk Management, Financial Crime, Alternative Investment, Consulting, InsurTech, Feasibility Assessment, Training, Compliance Advisory, Compliance Audits, and Regulatory Permissions

72 similar entities Type: Startup Activities: regtech fintech insurtech Technologies: Cybersecurity

Building the future of regulatory and legal compliance We're building the next generation of tools to simplify and reduce the cost of regulatory compliance for enterprises in regulated industries, starting with financial services. Compliance, LegalTech, Regulatory, and B2B SaaS

Type: SMB Activities: regtech fintech Technologies: SaaS

We simplify regulatory change management. Minimise time, cost & risk with tools that transform how compliance teams work Waymark simplifies regulatory change management by serving up the right content and information to compliance professionals at the right time. We help businesses stay on top of the ever-changing regulations that are relevant to them, helping them minimise cost, risk and time spent. Our easy-to-use starter bundles transform how compliance teams work. These convenient tools are all available through Wayfinder, our award-winning platform. Visit us to find out more at www.waymark.tech #RegTech #RegulatoryIntelligence #Compliance #AIstandards #ITriskmanagement #cyberregs #cyberregulation #dataprotectionregulations #esgregulations #regulatorychange #complianceautomationsoftware …

30 similar entities Type: Startup Activities: fintech govtech legaltech regtech Technologies: A.I. A.I. - Machine Learning A.I. - Natural Language Processing Cybersecurity

Compliance Monitoring and Reporting Specialists FundApps is a company powered by experts, with a client community of 1000s and a culture underpinned by ethics. Oh - and we make the best regulatory software so our clients can "get a good night’s sleep now they have FundApps" *[real client quote] Many lawyers, ex-regulators, info sec and other experts work for the B Corp that is FundApps. We are all about future-proofing our compliance monitoring and reporting software so we can always monitor the £26tn (and growing) of AuM for the industry’s most active and happy global compliance community [we get top …

Type: Startup Activities: regtech fintech Technologies: SaaS

CrescItalia is a fintech with a proprietary platform offering innovative financing solutions to SMEs We work with professional investors and asset managers who want to support the world of Italian SMEs. Through an independent advisory activity that designs and develops high value-added services and proposes alternative financial solutions to the traditional banking channel we enable investors to seize italian private debt market opportunities, in the short and medium term,. We take on the role of a facilitator in supporting the real economy through fintech solutions: a "hinge" between the world of SMEs and the world of alternative finance, creating contact …

124 similar entities Type: Startup Activities: fintech Technologies: SaaS

BluePrint Strategy is a management consulting firm specializing in governance, risks and compliance. We help our customers to best integrate regulatory requirements at each stage of their transformation and development project, from strategic decision -making until implementation. Our team combines high -level consultants in financial regulation, data science and business operational excellence. We have their eyes riveted on innovations, for example by analyzing how new technologies (regtech, big data, machine learning, blockchain,) can help resolve our customers' challenges. The assets that base our difference: the seniority of our profiles, our sharp knowledge of regulatory texts and requirements, our tailor-made approach, …

86 similar entities Type: SMB Activities: consulting regtech Technologies: A.I. A.I. - Machine Learning Blockchain/Cryptocurrency

We empower companies to deliver what they promise, to become and stay compliant. We call it Compliance. Simplified. Impero is the easy-to-use compliance management platform. Impero empowers companies to deliver what they promise, to become and stay compliant. Digitize your compliance management for tax, finance, ESG and more, and engage your entire organization to create a culture of trust and transparency. internal audit, internal controls, compliance, it-audit, indirect tax, audit, controls, audit controls, risk and compliance, control efficiency, GDPR, GRC, risk management, finance management, tax management, internal controls, Month-end closing, SOX compliance, control management, reporting, documentation and audit trail, and …

5 similar entities Type: Startup Activities: it services privacytech regtech Technologies: SaaS

Consulting firm specializing in banking and financial compliance and risk management. Regulation Partners is a consulting firm specializing in the fields of banking and financial regulations and risk management. We operate for any type of regulated establishments, from the approval file to delegated controls ... We also operate with credit institutions, payment and electronic currency establishments, asset management companies and financing companies, insurance mutuals and intermediaries on strategic missions linked to the implementation of new regulations. In order to train the teams, management and administrators of financial institutions, we regularly organize training on different themes by always adapting our content …

25 similar entities Type: SMB Activities: fintech insurtech Technologies: Cybersecurity

Removing regulatory barriers with Embedded Compliance and generative AI Apiax is a technology company that builds the compliance infrastructure for the digital world. Businesses of every size—from FinTechs to globally operating banks —use our product to bring compliance into their applications and operational processes. Apiax 'Embedded Compliance' solution replaces manual compliance processes with instant, accurate and actionable answers to business units’ most pressing regulatory questions right when and where they need them. It can be seamlessly integrated into CRM systems, trading tools, wealth management platforms and many other systems used in the financial industry. This enables business leaders to make …

20 similar entities Type: Startup Activities: fintech it services legaltech regtech consulting Technologies: Generative A.I. SaaS A.I.

Regulatory compliance lifecycle management for Financial Services Since 2015, AscentAI has been empowering financial institutions to navigate regulatory compliance with speed and confidence. Our team of compliance experts and technologists is committed to reducing the cost, risk, and complexity of compliance with next generation horizon scanning and change management automation solutions. The AscentAI Regulatory Lifecycle Management (RLM) Platform enables customers to digitally transform the most arduous aspects of risk and compliance processes, leveraging purpose-built AI and global regulatory insights to help them: - Know everything they need to know - Respond to changes quickly and confidently - Harness automation to …

6 similar entities Type: Startup Activities: regtech fintech Technologies: A.I.

Protecting Investors & Market Integrity Changing the way compliance is done Globally. Four Eyes Financial is a pioneering force within wealth management, addressing major challenges that face financial institutions. Our innovative approach increases capacity and reduces costs by leveraging a cloud-native Intelligent Compliance Platform that efficiently gathers data for use across back, mid, and front-office workflows. Empowering wealth management firms to streamline operations by consolidating vendors, minimizing endpoint products, and maximizing both cost and time in the integration of their daily custodial data through a unified platform rather than engaging with multiple vendors. The Intelligent Compliance Platform stands as the …

7 similar entities Type: Startup Activities: it services Technologies: SaaS

A specialist financial services regulatory consultancy with a global offering across the UK, Asia, Mauritius & America. Bovill Newgate is a specialist financial services regulatory consultancy with a global offering across the UK, the Channel Islands, Singapore, Hong Kong, Mauritius and the Americas. We help our clients meet complex and evolving regulatory obligations, providing certainty and peace of mind. We work with firms of every size across the financial services sector, supporting clients managing regulatory change and dealing with regulatory scrutiny. We provide advice on regulatory change and preventing financial crime, applications to regulators, building or enhancing regulatory frameworks, conducting …

31 similar entities Type: SMB Activities: fintech regtech Technologies: Blockchain/Cryptocurrency Cybersecurity

Cutting-edge technology RegTech SaaS solutions Simplifying compliance is our expertise. Our integrated solutions enable you to manage complexity with ease. Developed by a team of former regulators, IT and AML/CFT experts, we’ve got you covered. Let us take care of what we do best, so you can do the same! Preventing financial crime, implementing compliance and AML programs are all too familiar for any financial institution, but with new technologies being developed rapidly, fulfilling essential requirements might not be enough. At AMLYZE, we offer a sustainable solution to minimize financial and white-collar crime. Our goal is to help our clients …

14 similar entities Type: Startup Activities: regtech fintech Technologies: SaaS

Oversee, Manage and Report all your Compliance Risks in One Platform. Complok is an AI-driven SaaS solution that liberates compliance teams from the grind of manual tasks and enables them to focus on what humans do best – making nuanced & strategic decisions. We give financial institutions access to a platform that equips their compliance officers with automated workflows and a single source of truth, allowing them to get a clear overview of compliance risks & status, reduce errors, and save up to 80% of their time on repetitive tasks. With smarter compliance, we empower businesses to get the most …

16 similar entities Type: Startup Activities: regtech consulting Technologies: Cybersecurity

Transforming compliance with digital co-workers. We're revolutionising compliance by building intelligent, autonomous, digital co-workers that integrate seamlessly with compliance teams across regulated industries. Regtech, Compliance, and Regulation

14 similar entities Type: Startup Activities: fintech Technologies: A.I.

Communications Compliance Platform - for Regulated Businesses, Principals, Reg Hosts, Consultants and Outsourced CCOs. We are a compliance automation technology provider, delivering massive efficiency boosts to Regulated Firms and Compliance Service Providers. Our unique multi-tenant compliance platform, Fingerprint Supervision, supports directly regulated businesses of all shapes, sizes as well as their Compliance service providers. We offer a single login environment to identify, triage and manage the risk within an entire cohort of electronic communications data and voice. Providing a coherent policy framework and KPI reporting to evidence that risks are being mitigated in a proportionate manner. Our unique technology provides …

47 similar entities Type: Startup Activities: regtech it services Technologies: SaaS

We're a consultancy helping companies manage their exposure to financial crime risk & maintain regulatory compliance. FINTRAIL is a financial crime compliance consultancy focused on the needs of leading banks, FinTechs and other regulated institutions. We are unique in that our team of experts is drawn from the industries we support and has deep hands-on experience in developing and deploying compliance and risk management controls from leadership roles with market-leading banks and FinTechs. Our approach is tailored to the unique circumstances of each client, is regulatory and technology driven, and is focused on providing excellent customer outcomes. We offer our …

61 similar entities Type: Startup Activities: fintech regtech Technologies: Data Analytics

Integrated Regulatory Technology We specialise in delivering MCLM (Modular Customer Lifecycle Management) solutions which address customer risk, financial crime, and anti-fraud challenges. Our commitment is to assist our clients and their customers in navigating the dynamic landscape of onboarding and regulatory compliance. With a comprehensive range of offerings spanning across product and customer lifecycles, as well as digital identity protection, we empower businesses to streamline their onboarding processes while fortifying their defences against fraud, crime, and financial risk. Discover how our cutting-edge software can help safeguard your operations and elevate your onboarding experience by detecting and mitigating fraud, crime, and …

83 similar entities Type: Startup Activities: fintech regtech Technologies: A.I. A.I. - Machine Learning Blockchain/Cryptocurrency

Minimizing Risk. Maximizing Compliance. Treliant is an essential, consulting firm serving banks, mortgage originators and servicers, fintechs, and other companies providing financial services globally. We are led by practitioners from the industry and the regulatory community who bring deep domain knowledge to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital markets functions of our clients. Founded in 2005, Treliant is headquartered in Washington, DC, with offices across the United States, Europe, and Asia. Regulatory …

20 similar entities Type: SMB Activities: consulting regtech legaltech Technologies: Data Analytics

ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower clients to reimagine GRC and launch, grow, and protect their business. Our innovative approach integrates advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® regulatory technology platform with the specialized expertise of former regulators and practitioners and a deep understanding of the global regulatory landscape. For more information, please visit www.acaglobal.com Investment Adviser, Private Fund, Broker-Dealer, Investment Company, NFA Member Services, AIFMD, Cybersecurity, Regulatory Compliance, AML, GDPR, …

15 similar entities Type: SMB Activities: regtech fintech privacytech Technologies: Data Analytics Cybersecurity

Revolutionising how firms meet their compliance obligations. Kaizen are regulatory and data specialists on a mission to revolutionise compliance and make it easier for financial firms to work with regulation. By combining regulatory expertise with advanced technology, we’ve developed our award winning automated services for trade and transaction reporting assurance, research and surveillance, shareholding disclosure and our Single Rulebook digital platform. It’s our forensic focus on data accuracy that sets us apart and we are proud to call many of the world’s largest banks, asset managers, hedge funds and brokers as our clients. Kaizen helps clients reduce costs, improve data …

46 similar entities Type: Startup Activities: regtech fintech Technologies: Data Analytics

ComplySci by COMPLY believes advanced compliance technology empowers compliance professionals to transform their business. Built for institutional investors, including some of the world’s largest financial institutions, private equity firms, and hedge funds, our scalable and sophisticated platform helps clients stay ahead of risk and unlock the strategic potential of their compliance data. Our regulatory technology solutions help compliance organizations identify, monitor, manage, and report on risk and conflicts of interest, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other Code of Ethics violations. ComplySci is part of the COMPLY portfolio of solutions, which addresses institutional and …

31 similar entities Type: SMB Activities: regtech fintech Technologies: SaaS

Unlocking Market Access Compliance & Risks helps companies unlock market access by simplifying the world of product compliance. Our software, regulatory content and team of subject matter experts provide the most comprehensive market access solutions in the world. Regulatory Email Alerts, Global Regulatory Database, Tool to assess the impact of regulatory changes, Market Access, Regulatory News and Analysis from around the world, Reports on Limits & Targets, Key Dates & Deadlines, Ask Our Experts, and EHS / OHS Legal Register

38 similar entities Type: SMB Activities: regtech Technologies: SaaS

Financial regulatory specialists advising investors, banks, and technology companies. The Gallatin Group is an independent regulatory advisory firm that specializes in working with investment companies, banks and technology startups. Our mission is to create value by partnering with clients to address their financial regulatory and transactional challenges. In support of our mission, we focus on: Evaluating opportunities and risks in financial-services investment and M&A; Delivering operational change to enable our clients to capitalize on opportunities while managing regulatory risk; and Leveraging our deep financial-services and regulatory experience to achieve superior results. Our clients include investors and other stakeholders in financial-services …

60 similar entities Type: SMB Activities: regtech fintech

Compliance Confidence National Regulatory Services (NRS) by COMPLY is an advanced solution and service offering for investment advisers, broker-dealers, hedge funds, investment companies, and insurance institutions. Meet the consulting and education partner for your compliance program, combining industry-leading expertise and real-world insight to help you stay up to date with the ever-changing regulatory landscape and minimize risk. NRS is part of the COMPLY portfolio of solutions, which addresses institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets. Investment Adviser Compliance, Broker-Dealer Compliance, Hedge Fund and Private Fund Compliance, Investment Company Compliance, Blue Sky Compliance, …

15 similar entities Type: SMB Activities: fintech Technologies: Cybersecurity

A platform that streamlines compliance within business-critical areas like Sustainability, GRC & Operational Management Stratsys provides a SaaS-platform that streamlines compliance within business-critical areas like Sustainability, GRC and Operational Management for mid- to large organizations in the Nordics. Unlike other compliance software, we take it one step further to move organizations from reporting to action and efficiently distribute responsibility internally. Perfomance management, Reports, Goals, Ratios, Activities, Strategies, Sustainability, GRC, and Compliance

13 similar entities Type: SMB Activities: fintech Technologies: SaaS

Funds-Axis is a RegTECH (Regulatory Technology) company, with a unique combination of regulatory expertise and best-of-breed technology. We are taking the complex challenges with risk, compliance and regulatory reporting and are making them very simple. For investment managers and depositaries having to comply with increasing demands for investment compliance, risk and regulatory reporting, our solutions enable you to quickly meet the regulatory requirements without the need for costly implementations and risky projects. We help you to meet your regulatory obligations at a lower cost, lower risk and in a shorter time-frame compared to our competitors or if you develop an …

58 similar entities Type: SMB Activities: regtech fintech Technologies: SaaS

A fresh take on risk and valuation Finalyse is a Europe-wide leading consultancy founded in 1988. We are here for you when it comes to incorporating changes and innovations in valuation, risk management and regulatory compliance. Empowering you to make good decisions and ensuring you can focus on your core business. Bringing a unique mix of financial and technological skills, we offer a fresh perspective, unbiased analyses and modern answers to all your questions. Our distinctive blend of expertise, pragmatism, team spirit and fairness has already contributed to more than 30 years of successful projects and trustful relationships. structured products …

283 similar entities Type: SMB Activities: fintech Technologies: Cybersecurity

We Help Keep FINTRAC Happy Our team of veteran compliance executives empowers businesses with the most practical, informed and strategic regulatory support services. Our goals are to help our clients manage their risks, maximize their opportunities and achieve and maintain compliance. We provide: expert advice; support with regulatory exams; development and reviews of financial crime compliance and risk management programs; assistance with the selection, enhancement (tuning) and validation of technology; and the management of your compliance functions or staffing of your compliance teams. We serve clients across Canada in every regulated sector, and in emerging industries, and are leaders in …

30 similar entities Type: SMB Activities: fintech Technologies: Blockchain/Cryptocurrency

Award winning specialist consulting firm providing governance, risk and compliance solutions to financial services firms fscom is one of the premier specialist consulting firms providing governance, risk, and compliance solutions to financial services institutions in the UK and Ireland. Specialising in payments and e-money, crypto, asset and fund management and trading and broking, our deep domain experts have harvested unique regulatory insight, enabling them to translate complex regulations into meaningful, practical steps. As a result, our clients can make real time commercial decisions quickly and successfully. Working with fscom, you will benefit from our multi-disciplinary services across financial services regulation, …

47 similar entities Type: SMB Activities: fintech regtech Technologies: Cybersecurity

Your Compliance Expert Established in 2007, CIRS Group is a leading product safety and regulatory consulting firm. It is headquartered in Hangzhou, China, and has subsidiaries in the Republic of Ireland, South Korea, the United States, the United Kingdom, Beijing, Nanjing, and Shangai. We utilize our technical expertise, resources, and international network to provide comprehensive compliance services. This includes regulatory compliance, laboratory testing, R&D, and data services across multiple industries such as chemicals, cosmetics, food and beverages, medical devices, agrochemical products, disinfectants, and consumer goods. We help clients gain a competitive advantage by reducing business risks associated with regulatory affairs. …

36 similar entities Type: SMB Activities: regtech Technologies: Data Analytics

Compliance simplified cleversoft offers cloud-based RegTech solutions to more than 1,000 financial institutions worldwide, optimizing digital investment advisory and compliance-related business processes. Financial Services, PRIIP, Factsheets, Marketing Documents, Banks, Asset Managers, Insurance Companies, Regulatory Documents & Reporting, MiFID II, RegTech, Solvency II, FIDLEG, Pre Trade Compliance, SFDR, IFRS17, Financial Crime Prevention, CSRD, ESG, FINSA, Transaction Monitoring, AML, KYC, AI, Supervisory Reporting, and Digital Investment Advisory

81 similar entities Type: SMB Activities: fintech Technologies: SaaS