Fenergo develops leading SaaS financial technology solutions to improve client lifecycle management (CLM) and support regulatory compliance. We connect the world’s financial institutions with their customers to transform the overall experience and relationship. We help firms feel safe by continuously monitoring risks and ensuring regulatory compliance. By enabling operational efficiency and digital transformation, we drive value creation to solve the problems of today and anticipate those of tomorrow. Our technology enables financial institutions to transform the end-to client onboarding and lifecycle experience; continuously monitor risks and ensure regulatory compliance (across KYC, AML, ESG, Tax, SFTR, and Data Privacy frameworks); and …

223 similar entities Type: Startup Activities: fintech Technologies: Data Analytics

Enabling firms to meet their most complex regulatory requirements through technology and expert-led advisory services. We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services. Regulation, Risk, ESG, Transaction Reporting, RegTech, Consulting, Authorisation, Compliance, FinTech, EMIR, ASIC, FCA, MiFID II, DORA, Operational Resilience, SFDR, ICARA, Data, and enact

106 similar entities Type: SMB Activities: fintech regtech Technologies: Data Analytics

Compliance made simple FinTech Compliance was established after the need for specialist FCA Compliance expertise in Technology based, Innovative, and Alternative Finance businesses became apparent. FinTech Compliance is the first Financial Services Compliance consultancy which specialises in these areas. Whilst we have the expertise to service all types of financial services firms - our focus is on the future of financial services. FinTech, Compliance, Regulation, Investment, Consumer Credit, Insurance, Peer-to-peer, FCA Applications, Payment Services, Electronic Money, Risk Management, Financial Crime, Alternative Investment, Consulting, InsurTech, Feasibility Assessment, Training, Compliance Advisory, Compliance Audits, and Regulatory Permissions

72 similar entities Type: Startup Activities: regtech fintech insurtech Technologies: Cybersecurity

Clausematch helps companies meet regulatory obligations and strengthen governance in a complex business landscape by providing a single source of truth to host, manage and disseminate all policies and procedures across the organization, in real time, with a full audit trail. Real-time collaboration, Governance, Risk & Compliance, Governance documents, Policy Management, RegTech, FinTech, Document Management, SupTech, Regulatory Change Management, and Regulatory compliance

Type: Startup Activities: fintech it services regtech Technologies: A.I. A.I. - Machine Learning SaaS

Building the future of regulatory and legal compliance We're building the next generation of tools to simplify and reduce the cost of regulatory compliance for enterprises in regulated industries, starting with financial services. Compliance, LegalTech, Regulatory, and B2B SaaS

Type: SMB Activities: regtech fintech Technologies: SaaS

We simplify regulatory change management. Minimise time, cost & risk with tools that transform how compliance teams work Waymark simplifies regulatory change management by serving up the right content and information to compliance professionals at the right time. We help businesses stay on top of the ever-changing regulations that are relevant to them, helping them minimise cost, risk and time spent. Our easy-to-use starter bundles transform how compliance teams work. These convenient tools are all available through Wayfinder, our award-winning platform. Visit us to find out more at www.waymark.tech #RegTech #RegulatoryIntelligence #Compliance #AIstandards #ITriskmanagement #cyberregs #cyberregulation #dataprotectionregulations #esgregulations #regulatorychange #complianceautomationsoftware …

30 similar entities Type: Startup Activities: fintech govtech legaltech regtech Technologies: A.I. A.I. - Machine Learning A.I. - Natural Language Processing Cybersecurity

We empower companies to deliver what they promise, to become and stay compliant. We call it Compliance. Simplified. Impero is the easy-to-use compliance management platform. Impero empowers companies to deliver what they promise, to become and stay compliant. Digitize your compliance management for tax, finance, ESG and more, and engage your entire organization to create a culture of trust and transparency. internal audit, internal controls, compliance, it-audit, indirect tax, audit, controls, audit controls, risk and compliance, control efficiency, GDPR, GRC, risk management, finance management, tax management, internal controls, Month-end closing, SOX compliance, control management, reporting, documentation and audit trail, and …

5 similar entities Type: Startup Activities: it services privacytech regtech Technologies: SaaS

Removing regulatory barriers with Embedded Compliance and generative AI Apiax is a technology company that builds the compliance infrastructure for the digital world. Businesses of every size—from FinTechs to globally operating banks —use our product to bring compliance into their applications and operational processes. Apiax 'Embedded Compliance' solution replaces manual compliance processes with instant, accurate and actionable answers to business units’ most pressing regulatory questions right when and where they need them. It can be seamlessly integrated into CRM systems, trading tools, wealth management platforms and many other systems used in the financial industry. This enables business leaders to make …

20 similar entities Type: Startup Activities: fintech it services legaltech regtech consulting Technologies: Generative A.I. SaaS A.I.

Regulatory Compliance Software (SaaS) for Insurance Companies FilingMate is a regulatory compliance platform for property and casualty insurance carriers. It combines a robust forms library with an intuitive workflow engine and simple user interface to keep reporting, compliance, finance, legal and other insurance professionals aligned, organized, and focused on critical forms and filings. Software, Insurance, InsurTech, SaaS, Regulatory Compliance, Compliance, RegTech, and FinTech

7 similar entities Type: Startup Activities: regtech fintech insurtech Technologies: SaaS

Oversee, Manage and Report all your Compliance Risks in One Platform. Complok is an AI-driven SaaS solution that liberates compliance teams from the grind of manual tasks and enables them to focus on what humans do best – making nuanced & strategic decisions. We give financial institutions access to a platform that equips their compliance officers with automated workflows and a single source of truth, allowing them to get a clear overview of compliance risks & status, reduce errors, and save up to 80% of their time on repetitive tasks. With smarter compliance, we empower businesses to get the most …

16 similar entities Type: Startup Activities: regtech consulting Technologies: Cybersecurity

Preparing for launch. We are a fully-managed, centralised due diligence service, provided around our proprietary data platform. Our mission is to provide seamless onboarding processes and ease of ongoing AML/CFTP compliance for businesses, whilst benefiting their end-users with ownership, transparency and efficient control over their personal data. Our vision is to revolutionise the management of financial crime risks and digital identity by establishing a secure, centralised and accountable infrastructure. idclear is the trading name of Dolya Solutions Limited a Dolya Group Company. KYC, KYB, Compliance, Due Diligence, and RegTech

95 similar entities Type: Startup Activities: regtech fintech it services Technologies: Blockchain/Cryptocurrency

Transforming compliance with digital co-workers. We're revolutionising compliance by building intelligent, autonomous, digital co-workers that integrate seamlessly with compliance teams across regulated industries. Regtech, Compliance, and Regulation

14 similar entities Type: Startup Activities: fintech Technologies: A.I.

Innovative Advisor Solutions InvestEdge's ComplianceEdge is a revolutionary Trade Supervision & Account Monitoring platform that enables Broker Dealers, RIAs and Bank Trust companies to provide their customers with the highest levels of stewardship, while exceeding the ever-evolving regulatory guidelines. We create the highest standard of outcomes for our customers' compliance and risk groups. We believe that the compliance officer of the future should play a pivotal role in how financial firms are built, grown, and run. That’s why we empower them with the technology and knowledge to transform the firms they serve. The ComplianceEdge investment management compliance solution supports surveillance, …

35 similar entities Type: SMB Activities: fintech regtech Technologies: SaaS

Communications Compliance Platform - for Regulated Businesses, Principals, Reg Hosts, Consultants and Outsourced CCOs. We are a compliance automation technology provider, delivering massive efficiency boosts to Regulated Firms and Compliance Service Providers. Our unique multi-tenant compliance platform, Fingerprint Supervision, supports directly regulated businesses of all shapes, sizes as well as their Compliance service providers. We offer a single login environment to identify, triage and manage the risk within an entire cohort of electronic communications data and voice. Providing a coherent policy framework and KPI reporting to evidence that risks are being mitigated in a proportionate manner. Our unique technology provides …

47 similar entities Type: Startup Activities: regtech it services Technologies: SaaS

Compliance-as-a-Service: Regulatory Technology Driven By Data. Backed By Service. Compliance Solutions Strategies (CSS), a Confluence company, is a trusted global RegTech partner that uniquely brings together innovative technology-driven solutions to support financial services firms in navigating a clear and strategic path through the complex and fragmented global regulatory space. Our solutions and services help firms meet regulatory deadlines while optimizing compliance data, operations and technology. CSS covers a full range of global compliance disciplines spanning fund reporting, transaction reporting, investment monitoring, compliance management, compliance services and managed services with a complementary, centralized approach to the strategic management of regulatory data …

6 similar entities Type: Startup Activities: fintech it services Technologies: Data Analytics Cybersecurity

Integrated Regulatory Technology We specialise in delivering MCLM (Modular Customer Lifecycle Management) solutions which address customer risk, financial crime, and anti-fraud challenges. Our commitment is to assist our clients and their customers in navigating the dynamic landscape of onboarding and regulatory compliance. With a comprehensive range of offerings spanning across product and customer lifecycles, as well as digital identity protection, we empower businesses to streamline their onboarding processes while fortifying their defences against fraud, crime, and financial risk. Discover how our cutting-edge software can help safeguard your operations and elevate your onboarding experience by detecting and mitigating fraud, crime, and …

83 similar entities Type: Startup Activities: fintech regtech Technologies: A.I. A.I. - Machine Learning Blockchain/Cryptocurrency

Minimizing Risk. Maximizing Compliance. Treliant is an essential, consulting firm serving banks, mortgage originators and servicers, fintechs, and other companies providing financial services globally. We are led by practitioners from the industry and the regulatory community who bring deep domain knowledge to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital markets functions of our clients. Founded in 2005, Treliant is headquartered in Washington, DC, with offices across the United States, Europe, and Asia. Regulatory …

20 similar entities Type: SMB Activities: consulting regtech legaltech Technologies: Data Analytics

ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower clients to reimagine GRC and launch, grow, and protect their business. Our innovative approach integrates advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® regulatory technology platform with the specialized expertise of former regulators and practitioners and a deep understanding of the global regulatory landscape. For more information, please visit www.acaglobal.com Investment Adviser, Private Fund, Broker-Dealer, Investment Company, NFA Member Services, AIFMD, Cybersecurity, Regulatory Compliance, AML, GDPR, …

15 similar entities Type: SMB Activities: regtech fintech privacytech Technologies: Data Analytics Cybersecurity

Unlocking Market Access Compliance & Risks helps companies unlock market access by simplifying the world of product compliance. Our software, regulatory content and team of subject matter experts provide the most comprehensive market access solutions in the world. Regulatory Email Alerts, Global Regulatory Database, Tool to assess the impact of regulatory changes, Market Access, Regulatory News and Analysis from around the world, Reports on Limits & Targets, Key Dates & Deadlines, Ask Our Experts, and EHS / OHS Legal Register

38 similar entities Type: SMB Activities: regtech Technologies: SaaS

Compliance Confidence National Regulatory Services (NRS) by COMPLY is an advanced solution and service offering for investment advisers, broker-dealers, hedge funds, investment companies, and insurance institutions. Meet the consulting and education partner for your compliance program, combining industry-leading expertise and real-world insight to help you stay up to date with the ever-changing regulatory landscape and minimize risk. NRS is part of the COMPLY portfolio of solutions, which addresses institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets. Investment Adviser Compliance, Broker-Dealer Compliance, Hedge Fund and Private Fund Compliance, Investment Company Compliance, Blue Sky Compliance, …

15 similar entities Type: SMB Activities: fintech Technologies: Cybersecurity

A platform that streamlines compliance within business-critical areas like Sustainability, GRC & Operational Management Stratsys provides a SaaS-platform that streamlines compliance within business-critical areas like Sustainability, GRC and Operational Management for mid- to large organizations in the Nordics. Unlike other compliance software, we take it one step further to move organizations from reporting to action and efficiently distribute responsibility internally. Perfomance management, Reports, Goals, Ratios, Activities, Strategies, Sustainability, GRC, and Compliance

13 similar entities Type: SMB Activities: fintech Technologies: SaaS

Building security, privacy, and compliance programs that leave no doubt. We help audit, implement, and manage security compliance programs for companies with multiple compliance requirements. Our programs are designed to scale while removing the pain, stress, and friction associated with security compliance. Services: - Compliance as a Service: Outsource compliance so you can focus on your core business. - Multi-Framework: Multiple frameworks, one solution. - Offensive Security - Red Teaming, Continuous Penetration Testing, and more. - SOC 1, 2, 3 - ISO 27001, 27701, 9001, 22301 - HITRUST - PCI DSS - FedRAMP - Privacy and GDPR - Cybersecurity Assessments …

99 similar entities Type: Startup Activities: it services regtech privacytech Technologies: Cybersecurity

Modern Regulatory Change Management Regulatory Change Management designed for financial services enterprises. Compliance.ai is led by technology veterans, with a mission to empower professionals with the smartest regulatory and compliance change management platform. The company benefits from a strong group of financial industry advisors and board members. Designed to distil regulatory content into tangible intelligence, Compliance.ai is powered by dynamically adaptive machine learning models. Compliance.ai offers the fastest and most comprehensive collection of curated, financial services focused regulatory information. Our SMART Collaboration platform gives financial organizations the power to Search, Monitor, Access, Research and Track regulatory content in real-time. Our …

12 similar entities Type: Startup Activities: it services regtech Technologies: A.I. A.I. - Machine Learning SaaS

The omni-channel compliance solution to mitigate risk across your marketing and sales channels PerformLine is the compliance platform for omni-channel oversight. Our SaaS platform is mission-critical for companies to discover, monitor, and act on compliance risk in their marketing, sales, and partner channels. PerformLine delivers a unified solution for end-to-end marketing compliance automation, from the review of material before publication to the discovery and continuous monitoring across consumer-facing channels, including the web, social media, emails, calls, and messages. PerformLine is trusted by consumer finance brands and global organizations to make efficient marketing compliance their competitive advantage. Compliance Monitoring, Regulatory Compliance, …

Type: Startup Activities: regtech Technologies: SaaS

Funds-Axis is a RegTECH (Regulatory Technology) company, with a unique combination of regulatory expertise and best-of-breed technology. We are taking the complex challenges with risk, compliance and regulatory reporting and are making them very simple. For investment managers and depositaries having to comply with increasing demands for investment compliance, risk and regulatory reporting, our solutions enable you to quickly meet the regulatory requirements without the need for costly implementations and risky projects. We help you to meet your regulatory obligations at a lower cost, lower risk and in a shorter time-frame compared to our competitors or if you develop an …

58 similar entities Type: SMB Activities: regtech fintech Technologies: SaaS

8of9 is a next generation RegTech company that translates complex financial regulation into simple solutions. We strive to build a world where regulatory compliance is automated and easy to understand. Our tools capture, store, and monitor regulatory content so it can be read by machines and understood by humans. 8of9: RegTech starts here. Our expertise: • Blockchain • RegTech • Automated Compliance Implementation Past Projects Include: Regulatory • 871(m) • IOSCO/BCBS • RRP/Living Will (Global, including BRRD) • Financial Market Utilities (FMU) • CCAR / DFAST / TLAC / MREL • FATCA • AML/KYC/Patriot Act/Bank Secrecy Act • TBA Margining …

23 similar entities Type: Startup Activities: regtech fintech Technologies: Blockchain/Cryptocurrency

Compliance technology for your company's regulatory obligations. BIGcontrols is your organization’s single source of truth to track, manage and file your business compliance requirements. You have better things to do than worry about missing your regulatory obligations and paying fines. We built our product to make managing your business compliance simple. SaaS, Compliance, RegTech, Artificial Intelligence, Regulatory Reporting, and Fractional CxO Consulting

Type: Startup Activities: regtech govtech Technologies: SaaS

We Help Keep FINTRAC Happy Our team of veteran compliance executives empowers businesses with the most practical, informed and strategic regulatory support services. Our goals are to help our clients manage their risks, maximize their opportunities and achieve and maintain compliance. We provide: expert advice; support with regulatory exams; development and reviews of financial crime compliance and risk management programs; assistance with the selection, enhancement (tuning) and validation of technology; and the management of your compliance functions or staffing of your compliance teams. We serve clients across Canada in every regulated sector, and in emerging industries, and are leaders in …

30 similar entities Type: SMB Activities: fintech Technologies: Blockchain/Cryptocurrency

Award winning specialist consulting firm providing governance, risk and compliance solutions to financial services firms fscom is one of the premier specialist consulting firms providing governance, risk, and compliance solutions to financial services institutions in the UK and Ireland. Specialising in payments and e-money, crypto, asset and fund management and trading and broking, our deep domain experts have harvested unique regulatory insight, enabling them to translate complex regulations into meaningful, practical steps. As a result, our clients can make real time commercial decisions quickly and successfully. Working with fscom, you will benefit from our multi-disciplinary services across financial services regulation, …

47 similar entities Type: SMB Activities: fintech regtech Technologies: Cybersecurity

Your Compliance Expert Established in 2007, CIRS Group is a leading product safety and regulatory consulting firm. It is headquartered in Hangzhou, China, and has subsidiaries in the Republic of Ireland, South Korea, the United States, the United Kingdom, Beijing, Nanjing, and Shangai. We utilize our technical expertise, resources, and international network to provide comprehensive compliance services. This includes regulatory compliance, laboratory testing, R&D, and data services across multiple industries such as chemicals, cosmetics, food and beverages, medical devices, agrochemical products, disinfectants, and consumer goods. We help clients gain a competitive advantage by reducing business risks associated with regulatory affairs. …

36 similar entities Type: SMB Activities: regtech Technologies: Data Analytics

Compliance simplified cleversoft offers cloud-based RegTech solutions to more than 1,000 financial institutions worldwide, optimizing digital investment advisory and compliance-related business processes. Financial Services, PRIIP, Factsheets, Marketing Documents, Banks, Asset Managers, Insurance Companies, Regulatory Documents & Reporting, MiFID II, RegTech, Solvency II, FIDLEG, Pre Trade Compliance, SFDR, IFRS17, Financial Crime Prevention, CSRD, ESG, FINSA, Transaction Monitoring, AML, KYC, AI, Supervisory Reporting, and Digital Investment Advisory

81 similar entities Type: SMB Activities: fintech Technologies: SaaS